Eric Gottesman
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Eric Gottesman is an investment adviser representative with LPL Financial LLC in New York, NY, where they have been registered since 2025. They have worked in the securities industry since 2013 and were previously registered with ESI Financial Advisors. They have passed 3 industry qualification exams, including the Series 63 (state securities agent) and Series 6 (investment company and variable products). They are registered to provide investment advice in New York.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
9 states and territories
Connecticut, Florida, Maryland, Nevada, New Jersey, New York, South Carolina, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- NEW YORK LIFE Insurance CompanyJun 2013 – Jun 2018Melville, NY
- Eagle Strategies LLCJun 2013 – Jun 2018Melville, NY
- Metro Financial Services, Inc.Dec 2013 – Jun 2018Melville, NY
- Pruco Securities, LLCJun 2018 – Sep 2018Brooklyn, NY
- THE Prudential Insurance Company OF AmericaJun 2018 – Sep 2018Brooklyn, NY
- Equity Services, Inc.Sep 2018 – Aug 2025Montpelier, VT
- National LIFE GroupSep 2018 – no end date reportedHauppauge, NY
- LPL Financial LLCAug 2025 – no end date reportedNew York, NY
- ESM TAX IncAug 2025 – no end date reportedNew York, NY
- ESM TAX IncAug 2025 – no end date reportedBrooklyn, NY
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Gottesman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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