Eric John Rickert
Investment Adviser Representative at AE Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Eric John Rickert is an investment adviser representative with AE Wealth Management, LLC in Lincoln, NE, where they have been registered since 2025. They have worked in the securities industry since 2015 and have been registered with 3 firms, including Integrity Alliance, LLC and Mutual of Omaha Investor Services, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Nebraska and Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Nebraska, Texas
- Broker:
5 states and territories
Iowa, Missouri, Nebraska, North Carolina, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Mutual OF OmahaAug 2012 – Jun 2018Overland Park, KS
- Mutual OF Omaha Investor Services, IncJul 2014 – Jun 2018Overland Park, KS
- Mutual of Omaha Investor Services, IncJul 2016 – Jun 2018Overland Park, KS
- Futurity FirstJun 2018 – Oct 2019Lincoln, NE
- Shunkwiler FinancialOct 2019 – no end date reportedLincoln, NE
- Great Point Capital, LLCJun 2025 – no end date reportedChicago, IL
- AE Wealth Management LLCJun 2025 – no end date reportedTopeka, KS
- Quincy Wells Capital, LLCMay 2026 – no end date reportedChicago, IL
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About AE Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $10,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 454
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Topeka, KS
- SEC file number:
- 801-107319
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at AE Wealth Management, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric John Rickert has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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