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Eric Lee Chapman

Investment Adviser Representative at Frost Investment Services

Dallas, TXCRD #5802394Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Eric Lee Chapman is an investment adviser representative with Frost Investment Services in Dallas, TX, where they have been registered since 2024. They have worked in the securities industry since 2012 and have been registered with 3 firms, including J.p. Morgan Securities LLC and Chase Investment Services Corp. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.

Office

2950 N Harwood St, Suite 100
Dallas, TX 75201

Advisors at this office: 5

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas
Broker:
1 state or territory

Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/20/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 7/14/2010
Series 7
General Securities Representative Examination
Passed 4/24/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/2/2010

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Frost Investment ServicesCurrent
9/11/2024 – Dallas, TX
J.p. Morgan Securities LLC
9/28/2015 – 11/20/2022Forney, TX
J.p. Morgan Securities LLC
10/1/2012 – 12/31/2013Wylie, TX
Chase Investment Services Corp.
7/5/2010 – 10/1/2012Wylie, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. JP Morgan Securities LLC
    Aug 2015 – Nov 2022Rowlett, TX
  2. Jpmorgan Chase BANK
    Aug 2015 – Nov 2022Rowlett, TX
  3. Frost Brokerage Services, Inc.
    Dec 2022 – no end date reportedRockwall, TX
  4. Frost Brokerage Services, Inc.
    Dec 2022 – no end date reportedRockwall, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Frost Investment Services

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and Institutions

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
174
Offices listed on AdvisorFinder:
26
Main office:
San Antonio, TX
SEC file number:
801-108754

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 24, 2026

View full firm profile

Other advisors at Frost Investment Services

Showing 12 of 174 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Lee Chapman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Eric Lee Chapman (Frost Investment Services) | AdvisorFinder