Eric Platt
Investment Adviser Representative at Empower Capital Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Eric Platt is an investment adviser representative with Empower Capital Management, LLC in Somers, CT, where they have been registered since 2023. They have worked in the securities industry since 2014 and have been registered with 3 firms, including Prudential Investment Management Services LLC and Hartford Securities Distribution Company, Inc. They have passed 4 industry qualification exams, including the Series 63 (state securities agent), Series 6 (investment company and variable products), and Series 26 (investment company and variable products principal). They are registered to provide investment advice in Connecticut.
Registrations & licenses
- Investment adviser:
- Connecticut
- Broker:
5 states and territories
Connecticut, Georgia, Indiana, New York, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Prudential Investment Management Services, LLCMar 2018 – Dec 2022Hartford, CT
- Prudential Insurance Company OF AmericaMar 2018 – Mar 2022Hartford, CT
- Barings, LLCJul 2013 – Mar 2018Springfield, MA
- EmpowerApr 2022 – Dec 2022Hartford, CT
- Global Portfolio Strategies, Inc.Mar 2018 – no end date reportedHartford, CT
- Empower Financial Services, IncDec 2022 – no end date reportedGreenwood Village, CO
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Empower Capital Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Somers, CT
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Platt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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