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Eric Ralph Prall

Investment Adviser Representative at NORTHLAND ASSET MANAGEMENT

Columbus, OHCRD #4661975Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
7 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
CaliforniaFloridaIllinoisMinnesotaNew YorkOhioTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/5/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 9/26/2003
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 50
Municipal Advisor Representative Qualification Exam
Passed 8/12/2017
Series 7
General Securities Representative Examination
Passed 8/4/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Northland Asset Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTHLAND ASSET MANAGEMENTCurrent
12/8/2022Columbus, OH
HILLTOP SECURITIES INC.
11/19/201811/28/2022Powell, OH
ROSS, SINCLAIRE & ASSOCIATES, LLC
2/11/201111/20/2018Powell, OH
BUTLER, WICK & CO., INC.
4/19/20073/5/2009Columbus, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Ralph Prall has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Eric Ralph Prall - Financial Advisor in Columbus, OH | AdvisorFinder