Eric Schwartz
Investment Adviser Representative at Retirable
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Eric Schwartz is an investment adviser representative with Retirable in New York, NY, where they have been registered since 2023. They have worked in the securities industry since 2020 and were previously registered with Kestra Advisory Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Massmutual LIFE Insurance CoSep 2019 – Jan 2020Montchanin, DE
- Creative Financial GroupSep 2019 – Jan 2020Newtown Square, PA
- Creative Financial GroupMay 2018 – Sep 2019Montchanin, DE
- University of Delaware Bob Carpenter CenterApr 2018 – Jun 2019Newark, DE
- Breezemont Day CampJul 2013 – Aug 2019Armonk, NY
- University of DelawareSep 2015 – Jun 2019Newark, DE
- Ameriprise Financial Services, Inc.Jun 2017 – Aug 2017Wilmington, DE
- Mid Atlantic Retirement Planning SpecialistsJan 2020 – Jul 2021Wilmington, DE
- Kestra Financial, Inc.Feb 2020 – Jun 2021Wilmington, DE
- Angulo StrategiesJul 2021 – Nov 2021Nyc, NY
- Penn MutualNov 2021 – Feb 2023Horsham, PA
- Hornor, Townsend & Kent, LLCDec 2021 – Feb 2023Horsham, PA
- Retirable, Inc.Feb 2023 – no end date reportedNew York, NY
- Drucker WealthNov 2021 – Feb 2023New York, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Retirable
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13
- Offices listed on AdvisorFinder:
- 1
- Main office:
- New York, NY
- SEC file number:
- 801-118535
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 23, 2026
View full firm profileOther advisors at Retirable
12 other advisors in the directory
Similar advisors in New York, NY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Schwartz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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