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Eric Scott Cox

Investment Adviser Representative at HEADLAND CAPITAL

Mt. Pleasant, SCCRD #2360876Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
South Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/19/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 2/23/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/16/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/2/1993
Series 24
General Securities Principal Examination
Passed 9/24/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First tier1.75%
Second tier1.50%
Above $1,500,000
Source

Headland Capital Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HEADLAND CAPITALCurrent
12/16/2024Mt. Pleasant, SC
MARYLAND FINANCIAL GROUP, INC.
5/4/201612/18/2024Mount Pleasant, SC
LPL FINANCIAL LLC
7/26/201710/6/2020Ashland, KY
TRANSAMERICA FINANCIAL ADVISORS, INC.
4/14/20155/11/2016Mount Pleasant, SC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HEADLAND CAPITAL

9 other advisors in the directory

View HEADLAND CAPITAL firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Scott Cox has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Eric Scott Cox - Financial Advisor in Mt. Pleasant, SC | AdvisorFinder