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Eric Scott Holt

Investment Adviser Representative at BOK FINANCIAL PRIVATE WEALTH, INC.

Denver, COCRD #4274535Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
6 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ArizonaCaliforniaColoradoNebraskaOklahomaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/20/2005
Series 66
Uniform Combined State Law Examination
Passed 11/7/2000
SIE
Securities Industry Essentials Examination
Passed 4/1/2015
Series 31
Futures Managed Funds Examination
Passed 5/19/2005
Series 7
General Securities Representative Examination
Passed 5/16/2005
Series 24
General Securities Principal Examination
Passed 8/12/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
Up to $1,000,0001.00%
Over $1,000,000
Source

BOK Financial Private Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BOK FINANCIAL PRIVATE WEALTH, INC.Current
10/26/2018Denver, CO
7258 WEALTH MANAGEMENT, INC.
6/8/201812/6/2018Denver, CO
SRS CAPITAL ADVISORS, INC.
4/6/20156/11/2018Denver, CO
ALLIANCEBERNSTEIN L.P.
3/30/200511/27/2007Denver, CO
CARNICK & COMPANY, INCORPORATED
2/12/20037/10/2003Colorado Spriings, CO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Scott Holt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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