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Eric T Fritz

Investment Adviser Representative at CG ADVISORY SERVICES

Charlotte, NCCRD #5179590Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
21 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 21 states
AlabamaArizonaColoradoFloridaGeorgiaHawaiiIllinoisIndianaKentuckyMaineMichiganNew MexicoNew YorkNorth CarolinaOhioOregonPennsylvaniaSouth CarolinaSouth DakotaTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/12/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 1/12/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/17/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

CG Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CG ADVISORY SERVICESCurrent
10/4/2016Charlotte, NC
INVEST FINANCIAL CORPORATION
10/17/20123/25/2015Charlotte, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric T Fritz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Eric T Fritz - Financial Advisor in Charlotte, NC | AdvisorFinder