AdFi
EK

Erik K. Hofstrom

Investment Adviser Representative at INDEPENDENT ADVISOR ALLIANCE, LLC

Charleston, SCCRD #4858680Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Erik K. Hofstrom has worked in the securities industry since 2004. They have passed the Series 66, 24, and 7 examinations. They are registered to provide investment advisory services in Pennsylvania and South Carolina.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
PennsylvaniaSouth Carolina
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/22/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/8/2004
Series 24
General Securities Principal Examination
Passed 8/11/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Independent Advisor Alliance, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT ADVISOR ALLIANCE, LLCCurrent
5/16/2023Charleston, SC
LPL FINANCIAL LLC
8/26/200512/21/2023Asheville, NC
AXA ADVISORS, LLC
1/27/20059/1/2005Mt. Pleasant, SC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at INDEPENDENT ADVISOR ALLIANCE, LLC

Showing 12 of 303 in the directory

View INDEPENDENT ADVISOR ALLIANCE, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Erik K. Hofstrom has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Erik K. Hofstrom - Financial Advisor in Charleston, SC | AdvisorFinder