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Erika De La Rosa Hennessey

Investment Adviser Representative at 1919 INVESTMENT COUNSEL, LLC

San Francisco, CACRD #6516053Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
5 states
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Erika De La Rosa Hennessey has worked in the securities industry since 2015. They have passed the Series 65 examination. They are registered to provide investment advisory services in California, Florida, Oregon, Texas, and Washington.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 5 states
CaliforniaFloridaOregonTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/11/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Individual Equity/Balanced - First $3M1.00%
Individual Equity/Balanced - Next $7M0.70%
Individual Equity/Balanced - Next $30M0.50%
Individual Equity/Balanced - Balance0.40%
Institutional Equity/Balanced - First $10M0.75%
Institutional Equity/Balanced - Next $15M0.60%
Institutional Equity/Balanced - Next $25M0.50%
Institutional Equity/Balanced - Balance0.40%
Individual Fixed Income - First $3M0.50%
Individual Fixed Income - Next $7M0.35%
Individual Fixed Income - Next $30M0.25%
Individual Fixed Income - Balance0.20%
Institutional Fixed Income - First $10M0.30%
Institutional Fixed Income - Next $15M0.20%
Institutional Fixed Income - Next $25M0.15%
Institutional Fixed Income - Balance0.10%
Account minimum: $2,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

1919 Investment Counsel, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

1919 INVESTMENT COUNSEL, LLCCurrent
10/3/2018San Francisco, CA
RAND & ASSOCIATES
6/18/201510/5/2018San Francisco, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Erika De La Rosa Hennessey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Erika De La Rosa Hennessey - Financial Advisor in San Francisco, CA | AdvisorFinder