Erin Elizabeth Von Roggenstein
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Erin Elizabeth von Roggenstein is an investment adviser representative with Charles Schwab & Co., Inc. in Bangor, ME, where they have been registered since 2021. They have worked in the securities industry since 2021 and were previously registered with Edward Jones. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Illinois and Maine.
Registrations & licenses
- Investment adviser:
- Illinois, Maine
- Broker:
3 states and territories
Illinois, Maine, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Edward JonesJun 2019 – Jan 2020Anchorage, AK
- McKinley Capital ManagementAug 2018 – Jun 2019Anchorage, AK
- Edward JonesNov 2017 – Aug 2018Acton, CA
- Mortgage Management ConsultantsFeb 2017 – Nov 2017Palmdale, CA
- American Airlines / American Airlines Federal Credit UnionSep 2014 – Jan 2017Dallas, TX
- Charles Schwab & Co., Inc,Sep 2021 – no end date reportedEvanston, IL
- Charles Schwab Bank SSBSep 2021 – no end date reportedEvanston, IL
- Alaska Department of TransportJun 2020 – Aug 2021Anchorage, AK
- Enstar Natural Gas CompanyFeb 2020 – Apr 2020Eulesss, TX
- Charles Schwab Premiere BankSep 2021 – no end date reportedEvanston, IL
- Charles Schwab Trust BankSep 2021 – no end date reportedEvanston, IL
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Bangor, ME
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Erin Elizabeth Von Roggenstein has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched