Ernest Lawson
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ernest Lawson is an investment adviser representative with LPL Financial LLC in Southlake, TX, where they have been registered since 2025. They have worked in the securities industry since 2021 and have been registered with 3 firms, including J.p. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
7 states and territories
California, Florida, Georgia, Nevada, New York, North Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2020 – Sep 2021Fort Worth, TX
- Fort Worth ISDAug 2019 – Jun 2020Fort Worth, TX
- UnemployedMar 2019 – Jul 2019fort worth, TX
- San Diego State UniversityFeb 2016 – Feb 2019san diego, CA
- Bank of America, N.A.May 2020 – Sep 2021Fort Worth, TX
- J.P. Morgan Securities, LLCDec 2021 – Aug 2022Plano, TX
- JPMorgan Chase Bank, N.A.Dec 2021 – Aug 2022Plano, TX
- Big ThoughtSep 2021 – Dec 2021Dallas, TX
- Aflac Field ForceOct 2021 – Oct 2021Fort Worth, TX
- Get2TheQB LLCMay 2020 – Jun 2022Fort Worth, TX
- J.p. Morgan Securities LLCSep 2022 – May 2025Saginaw, TX
- Jpmorgan Chase BANK, N.A.Sep 2022 – May 2025Saginaw, TX
- LPL Financial LLCMay 2025 – no end date reportedSouthlake, TX
- Educational Employees Credit UnionMay 2025 – no end date reportedSouthlake, TX
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ernest Lawson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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