Ernest Patrick Moosherr
Investment Adviser Representative at Canopy Wealth Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ernest Patrick Moosherr is an investment adviser representative with Canopy Wealth Management in Birmingham, MI, where they have been registered since 2018. They have worked in the securities industry since 1987 and have been registered with 4 firms, including Northwestern Mutual Investment Services, LLC and Robert W. Baird & Co. Incorporated. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona, Michigan, Texas, and Wisconsin.
Registrations & licenses
- Investment adviser:
- Arizona, Michigan, Texas, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Northwestern Mutual LIFEFeb 1988 – Aug 2018Milw, WI
- Northwestern Mutual Investment Services, LLCMay 1988 – Aug 2018Milwaukee, WI
- Northwestern Mutual Wealth Management CompanyMay 2007 – Aug 2018Milwaukee, WI
- Canopy Wealth ManagementAug 2018 – no end date reportedMiddleton, WI
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Canopy Wealth Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Firm account minimum
- $250,000 (waivable)
- $0 to $500,0001.20%
- $500,001 to $1,500,0000.80%
- $1,500,001 to $3,000,0000.60%
- $3,000,001 to $5,000,0000.50%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment management (portfolio design & management, alternative investments, concentrated stock strategies, education funding, equity compensation for RSUs/ISOs/NSOs), financial planning (retirement income, wealth and estate planning, succession planning, cash flow & lifestyle planning, risk management), and tax strategies (tax planning & coordination, charitable giving strategies).
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Middleton, WI
- SEC file number:
- 801-113774
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 8, 2026
View full firm profileOther advisors at Canopy Wealth Management
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ernest Patrick Moosherr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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