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Ernesto Pacheco

Investment Adviser Representative at Brookstone Wealth Advisors, LLC

Aurora, ILCRD #4751634Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ernesto Pacheco is an investment adviser representative with Brookstone Wealth Advisors, LLC in Aurora, IL, where they have been registered since 2024. They have worked in the securities industry since 2009 and have been registered with 3 firms, including Foundations Investment Advisors LLC and Financial & TAX Architects, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Illinois.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/17/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 10/18/2010
SIE
Securities Industry Essentials Examination
Passed 6/19/2017
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/11/2010

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Brookstone Wealth Advisors, LLCCurrent
11/21/2024 – Aurora, IL
Foundations Investment Advisors LLC
3/8/2019 – 12/26/2024Aurora, IL
Financial & TAX Architects, Inc.
10/2/2018 – 3/6/2019Aurora, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Transamerica Financial Advisors, Inc
    May 2016 – Aug 2018Oak Brook, IL
  2. World Financial Group, Inc.
    May 2015 – May 2017Oak Brook, IL
  3. Financial & Tax Architects, Inc.
    Sep 2018 – Mar 2019St Louis, MO
  4. Foundations Investment Advisors LLC
    Mar 2019 – no end date reportedScottsdale, AZ

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Brookstone Wealth Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Aurora, IL

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ernesto Pacheco has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Ernesto Pacheco (Brookstone Wealth Advisors) | AdvisorFinder