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Esteban Uribe

Investment Adviser Representative at BCI SECURITIES, INC.

Miami, FLCRD #7470736Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/24/2025
Series 7TO
General Securities Representative Examination
Passed 12/24/2022
SIE
Securities Industry Essentials Examination
Passed 7/7/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0275
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

BCI Securities, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BCI SECURITIES, INC.Current
9/16/2024Miami, FL
MAXIM GROUP LLC
12/24/20229/26/2024Miami Beach, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Esteban Uribe has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Esteban Uribe - Financial Advisor in Miami, FL | AdvisorFinder