Ethan Nicholas
Investment Adviser Representative at Rather & Kittrell, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ethan Nicholas is an investment adviser representative with Rather & Kittrell, Inc. in Knoxville, TN, where they have been registered since 2026, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Tennessee.
Office
Advisors at this office: 20
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Rather & Kittrell, Inc.Jul 2025 – no end date reportedKnoxville, TN
- The League of AngelsDec 2025 – no end date reportedFarragut, TN
- City Hills ChurchFeb 2024 – Aug 2024Knoxville, TN
- University of Tennessee FootballFeb 2022 – Jan 2024Knoxville, TN
- All Points Stone and TileOct 2020 – Jun 2022San Diego, CA
- University of TennesseeAug 2021 – May 2025Knoxville, TN
- Full Time StudentAug 2015 – Aug 2021San Diego, CA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Rather & Kittrell, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Firm account minimum
- $500,000 (waivable)
- First $500,0001.25%
- Next $500,000 (up to $1,000,000)1.00%
- Next $4,000,000 (up to $5,000,000)0.75%
- Next $5,000,000 (up to $10,000,000)0.50%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 20
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Knoxville, TN
- SEC file number:
- 801-66996
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 7, 2026
View full firm profileOther advisors at Rather & Kittrell, Inc.
Showing 12 of 20 in the directory
Similar advisors in Knoxville, TN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ethan Nicholas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched