Ethan Pierce Pflug
Investment Adviser Representative at AGP Franklin, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ethan Pierce Pflug is an investment adviser representative with AGP Franklin, LLC in Franklin, TN, where they have been registered since 2025, the year they entered the securities industry. They have passed 2 industry qualification exams, including the Series 65 (investment adviser). They are registered to provide investment advice in Tennessee.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- AGP Franklin, LLC DBA Aspen Grove Asset ManagementJul 2025 – no end date reportedFranklin, TN
- Aspen Grove Asset ManagementMay 2022 – Aug 2024Franklin, TN
- University of AlabamaAug 2021 – May 2025Tuscaloosa, AL
- UnemployedJul 2015 – Jul 2021N/a, XX
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About AGP Franklin, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Asset management (customized investment portfolios through a disciplined, tactical process), financial planning (goals-based planning integrating investments, insurance, taxes, and estate considerations), retirement planning (strategic income planning), succession and estate planning (transition and estate planning including wealth transfer), and philanthropic planning (intentional giving strategies).
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Franklin, TN
- SEC file number:
- 801-130499
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 7, 2026
View full firm profileOther advisors at AGP Franklin, LLC
2 other advisors in the directory
Similar advisors in Franklin, TN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ethan Pierce Pflug has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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