Ethan Wallace Early
Investment Adviser Representative at Vanguard Advisers, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ethan Wallace Early is an investment adviser representative with Vanguard Advisers, Inc. in Charlotte, NC, where they have been registered since 2026. They have worked in the securities industry since 2026 and were previously registered with Cetera Wealth Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in North Carolina and Texas.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas
- Broker:
53 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Commonwealth Financial GroupJan 2024 – Feb 2026Daniel Island, SC
- RootloudFeb 2023 – Jan 2024Mount Pleasant, SC
- Dominion Capital Partners, Inc.Oct 2021 – Feb 2023Mount Pleasant, SC
- Jear LogisticsFeb 2021 – Sep 2021Mount Pleasant, SC
- University of South CarolinaAug 2017 – Dec 2020Columbia, SC
- Briar's Creek Golf ClubMay 2019 – Aug 2019John's Island, SC
- Columbia FirefliesMay 2018 – Aug 2018Columbia, SC
- Kiawah Island ClubMay 2017 – Apr 2018Johns Island, SC
- Cetera Wealth Services, LLCAug 2025 – Feb 2026Daniel Island, SC
- Cetera Wealth Services, LLCJan 2024 – Aug 2025Daniel Island, SC
- Vanguard Marketing CorporationMar 2026 – no end date reportedCharlotte, NC
- The Vanguard Group, Inc.Mar 2026 – no end date reportedCharlotte, NC
- Midlands Technical CollegeAug 2016 – May 2017Columbia, SC
- FillerMar 2023 – May 2023Filler, NC
- Vanguard Advisers, Inc.Apr 2026 – no end date reportedCharlotte, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Vanguard Advisers, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,379
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Malvern, PA
- SEC file number:
- 801-49601
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Vanguard Advisers, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ethan Wallace Early has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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