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Evan Oxley

Investment Adviser Representative at LPL Enterprise, LLC

Pittsford, NYCRD #8173171Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Evan Oxley is an investment adviser representative with LPL Enterprise, LLC in Pittsford, NY, where they have been registered since 2026. They have worked in the securities industry since 2025 and were previously registered with Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.

Office

1000 Pittsford Victor Road, Suite 2e
Pittsford, NY 14534

Advisors at this office: 20

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
2 states and territories

New York, Pennsylvania

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/12/2025
Series 7
General Securities Representative Examination
Passed 11/12/2025
SIE
Securities Industry Essentials Examination
Passed 9/5/2025

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Enterprise, LLCCurrent
1/30/2026 – Pittsford, NY
Equitable Advisors, LLC
1/2/2026 – 1/12/2026Williamsville, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. SUNY University at Buffalo
    Aug 2021 – May 2025Buffalo, NY
  2. Webster Thompson High School
    Sep 2019 – Jun 2021Rochester, NY
  3. Eastridge High School
    Sep 2017 – Jun 2019Rochester, NY
  4. Irondequoit Middle School
    Oct 2015 – Jun 2017Rochester, NY
  5. K2 Brothers Brewing
    May 2025 – Sep 2025Rochester, NY
  6. Paychex
    May 2024 – Aug 2024Rochester, NY
  7. Rochester Lawn Care
    May 2023 – Aug 2023Rochester, NY
  8. Bert's Bikes and Fitness
    May 2022 – Sep 2022Webster, NY
  9. Midvale Country Club
    May 2020 – Jun 2021Penfield, NY
  10. Unemployed
    Jul 2017 – Aug 2017Rochester, NY
  11. Unemployed
    Jul 2019 – Aug 2019Rochester, NY
  12. Unemployed
    Jul 2021 – Aug 2021Rochester, NY
  13. Equitable Advisors, LLC.
    Oct 2025 – Jan 2026Williamsville, NY
  14. LPL Enterprise LLC
    Jan 2026 – no end date reportedPittsford, NY

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Enterprise, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,088
Offices listed on AdvisorFinder:
5
Main office:
Fort Mill, SC
SEC file number:
801-130883

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 15, 2026

View full firm profile

Other advisors at LPL Enterprise, LLC

Showing 12 of 3,088 in the directory

View LPL Enterprise, LLC firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Evan Oxley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Evan Oxley (LPL Enterprise) - Fees, Credentials & Background