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Ezra Cornell

Investment Adviser Representative at CORNELL POCHILY INVESTMENT ADVISORS, INC.

Ithaca, NYCRD #707941Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
46 yrs
States Registered
2 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ezra Cornell has worked in the securities industry since 1980. They have passed the Series 65, 63, 53, 24, 15, 12, 7, 5, and 4 examinations. They are registered to provide investment advisory services in New York and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New YorkTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/18/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 9/5/1980
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 15
Foreign Currency Options Examination
Passed 2/5/1985
Series 5
Interest Rate Options Examination
Passed 10/17/1981
Series 7
General Securities Representative Examination
Passed 4/19/1980
Series 53
Municipal Securities Principal Examination
Passed 6/21/1995
Series 4
Registered Options Principal Examination
Passed 4/13/1982
Series 24
General Securities Principal Examination
Passed 3/9/1982
Series 12
NYSE Branch Manager Examination
Passed 12/19/1981

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Source

Cornell Pochily Investment Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CORNELL POCHILY INVESTMENT ADVISORS, INC.Current
4/21/2017Ithaca, NY
PURSHE KAPLAN STERLING INVESTMENTS
1/4/200812/31/2018Ithaca, NY
CITIGROUP GLOBAL MARKETS INC.
7/31/19931/23/2008Ithaca, NY
LEHMAN BROTHERS INC.
4/25/19807/31/1993New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ezra Cornell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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