AdFi
FH

Faith Han

Investment Adviser Representative at Morgan Stanley

Purchase, NYCRD #8047608Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Faith Han is an investment adviser representative with Morgan Stanley in Purchase, NY, where they have been registered since 2026, the year they entered the securities industry. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.

Office

2000 Westchester Avenue
Purchase, NY 10577-2530

Advisors at this office: 101

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
1 state or territory

New York

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/6/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 7/25/2026
Series 7
General Securities Representative Examination
Passed 7/17/2026
SIE
Securities Industry Essentials Examination
Passed 4/27/2026

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Morgan StanleyCurrent
8/6/2026 – Purchase, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Morgan Stanley
    Jul 2026 – no end date reportedPurchase, NY
  2. Qral Group
    Sep 2025 – May 2026New York, NY
  3. Cornell University
    Aug 2022 – May 2025Ithaca, NY
  4. Leigh High School
    Aug 2018 – Aug 2022San Jose, CA
  5. Union Middle School
    Aug 2015 – Aug 2018San Jose, CA
  6. Morgan Stanley
    Jun 2025 – Aug 2025Purchase, NY
  7. Take-Two Interactive
    May 2024 – Aug 2024New York, NY
  8. Madison River Capital
    Oct 2023 – Feb 2024New York, NY
  9. Kaiser Permanente
    Jun 2023 – Aug 2023San Jose, CA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Morgan Stanley

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee
  • Performance-based fees
  • Other
Firm account minimum
$10,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
23,008
Offices listed on AdvisorFinder:
26
Main office:
Purchase, NY
SEC file number:
801-70103

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 28, 2026

View full firm profile

Other advisors at Morgan Stanley

Showing 12 of 23,008 in the directory

View Morgan Stanley firm profile

Similar advisors in Purchase, NY

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Faith Han has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Faith Han (Morgan Stanley) - Fees, Credentials & Background