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Faron Scott Miller Sr

Investment Adviser Representative at WEALTHSPIRE RETIREMENT ADVISORY

Midlothian, VACRD #4078974Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Virginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/5/2017
Series 65
Uniform Investment Adviser Law Examination
Passed 5/6/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 1/7/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/26/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/24/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Wealthspire Retirement Advisory Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTHSPIRE RETIREMENT ADVISORYCurrent
10/25/2023Midlothian, VA
WEALTHSPIRE ADVISORS
1/6/20203/14/2024Midlothian, VA
TD AMERITRADE, INC.
4/13/201811/29/2019Glen Allen, VA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
2/26/201811/29/2019Glen Allen, VA
SCOTTRADE INVESTMENT MANAGEMENT
6/5/20172/26/2018Saint Louis, MO
INFINEX INVESTMENTS, INC.
4/3/20136/3/2014Midlothian, VA
TD AMERITRADE, INC.
1/14/20112/12/2013Glen Allen, VA
AMERIVEST INVESTMENT MANAGEMENT, LLC
1/11/20112/12/2013Glen Allen, VA
EDWARD JONES
8/25/20091/5/2011Midlothian, VA
CUNA BROKERAGE SERVICES, INC.
5/7/20048/24/2009Richmond, VA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Faron Scott Miller Sr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Faron Scott Miller Sr - Financial Advisor in Midlothian, VA | AdvisorFinder