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Fazel Mostashari

Investment Adviser Representative at TLG Advisors, Inc.

Calabasas, CACRD #5495461Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Fazel Mostashari is an investment adviser representative with TLG Advisors, Inc. in Calabasas, CA, where they have been registered since 2021. They have worked in the securities industry since 2014 and have been registered with 4 firms, including Independent Financial Group, LLC and Mostashar & Associates, Wealth Specialists. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in California.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
1 state or territory

California

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/5/2019
Series 66
Uniform Combined State Law Examination
Passed 7/27/2015
Series 65
Uniform Investment Adviser Law Examination
Passed 1/6/2012
Series 7
General Securities Representative Examination
Passed 1/21/2020
SIE
Securities Industry Essentials Examination
Passed 10/8/2019
Series 7
General Securities Representative Examination
Passed 6/5/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

THE Leaders Group, Inc.Current
10/22/2021 – Calabasas, CA
TLG Advisors, Inc.Current
10/22/2021 – Woodland Hills, CA
Independent Financial Group, LLC
11/5/2019 – 12/23/2020Woodland Hills, CA
Mostashar & Associates, Wealth Specialists
7/19/2016 – 10/27/2019Woodland Hills, CA
Waddell & REED
6/8/2015 – 8/13/2015Sherman Oaks, CA
Mostashar & Associates, Wealth Specialists
1/16/2013 – 3/31/2015Los Angeles, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About TLG Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$25,000 (waivable)
Firm's annual rate schedule by assets
  • Starlight Portfolios - $0 to $1,000,0000.68%
  • Starlight Portfolios - Over $1,000,0000.50%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
313
Offices listed on AdvisorFinder:
79
Main office:
Summit, NJ
SEC file number:
801-60458

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 31, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Fazel Mostashari has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Fazel Mostashari (THE Leaders Group) - Fees & Credentials