Felix Humbeck
Investment Adviser Representative at Northwestern Mutual Investment Services,llc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Felix Humbeck is an investment adviser representative with Northwestern Mutual Investment Services,llc in La Jolla, CA, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- UnemployedFeb 2012 – Aug 2019San Diego, CA
- StudentAug 2019 – Jun 2023San Diego, CA
- Holz Fach WerkJun 2023 – Sep 2023Vaihingen an der Enz
- Uber EatsSep 2023 – no end date reportedSan Diego, CA
- Northwestern Mutual Life Insurance CompanyDec 2021 – Sep 2022Milwaukee, WI
- Thomas StewartSep 2022 – Jun 2023San Diego, CA
- Northwestern Mutual Investment Services LLCApr 2023 – Jun 2023San Diego, CA
- Thomas StewartJan 2024 – Apr 2024San Diego, CA
- Northwestern Mutual Investment Services LLCJun 2024 – Jun 2025San Diego, CA
- Thomas StewartMay 2024 – Jun 2025San Diego, CA
- Luis MenjivarJun 2025 – no end date reportedLa Jolla, CA
- Northwestern Mutual Investment Services LLCJun 2025 – no end date reportedLa Jolla, CA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northwestern Mutual Investment Services,llc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in La Jolla, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Felix Humbeck has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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