Filipe Augusto De Barros Gusmao
Investment Adviser Representative at Osaic Wealth, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Filipe Augusto De Barros Gusmao is an investment adviser representative with Osaic Wealth, Inc. in Jacksonville, FL, where they have been registered since 2023. They have worked in the securities industry since 2017 and have been registered with 4 firms, including Concourse Financial Group Advisors and Raymond James & Associates, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
- Broker:
5 states and territories
Florida, Kansas, Kentucky, Maryland, Rhode Island
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Deutsche Bank Securities IncJan 2012 – Mar 2017Jacksonville, FL
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2017 – Jul 2019Jacksonvile, FL
- MedcomJul 2017 – Sep 2017Jacksonville, FL
- UnemployedMar 2017 – Jul 2017Jacksonville, FL
- Raymond James & Associates IncJul 2019 – Aug 2021Jacksonville, FL
- Concourse Financial Group Securities IncAug 2021 – Sep 2023Jacksonville, FL
- (dba) Gold Tree Financial IncAug 2021 – no end date reportedJacksonville, FL
- Osaic Wealth, Inc.Sep 2023 – no end date reportedJacksonville, FL
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Osaic Wealth, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,500 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8,271
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-54859
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Osaic Wealth, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Filipe Augusto De Barros Gusmao has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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