Fouad Shahin
Investment Adviser Representative at Sandy Morris Financial & Estate Planning Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Fouad Shahin is an investment adviser representative with Sandy Morris Financial & Estate Planning Services, LLC in Tampa, FL, where they have been registered since 2026. They have worked in the securities industry since 2025 and were previously registered with Northwestern Mutual Investment Services, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- UnemployedNov 2016 – Apr 2017Topsfield, MA
- NYLIFE Securities LLCJun 2017 – Nov 2017Waltham, MA
- Unity MMADec 2023 – Oct 2025Saint Petersburg, FL
- FZS InvestmentsJan 2015 – Dec 2023Treasure Island, FL
- New York Life Insurance CompanyMay 2017 – Nov 2017Waltham, MA
- Northwestern Mutual Life Insurance CompanyMar 2024 – Dec 2025Milwaukee, WI
- Northwestern Mutual Investment Services LLCJun 2024 – Dec 2025St Petersburg, FL
- Northwestern Mutual Wealth Management CompanyJun 2025 – Dec 2025Milwaukee, WI
- Sandy Morris Financial & Estate Planning Services, LLCMar 2026 – no end date reportedTampa, FL
- unemployedJan 2026 – Mar 2026Treasure Island, FL
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Sandy Morris Financial & Estate Planning Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Tampa, FL
- SEC file number:
- 801-117852
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 3, 2026
View full firm profileOther advisors at Sandy Morris Financial & Estate Planning Services, LLC
3 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Fouad Shahin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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