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Francis Bernard Miller Jr

Investment Adviser Representative at PKS ADVISORY SERVICES, LLC

Chesterfield, VACRD #4815317Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
3 states
Exams Passed
12

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
New YorkVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/6/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 6/23/2005
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/29/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/27/2005
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 4
Registered Options Principal Examination
Passed 11/23/2009
Series 53
Municipal Securities Principal Examination
Passed 4/20/2009
Series 24
General Securities Principal Examination
Passed 10/27/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

PKS Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PKS ADVISORY SERVICES, LLCCurrent
7/10/2023Chesterfield, VA
WELLS FARGO CLEARING SERVICES, LLC
8/11/20178/31/2022Allentown, PA
MML INVESTORS SERVICES, LLC
2/1/20168/4/2017Bala Cynwyd, PA
AXA ADVISORS, LLC
2/20/20146/17/2014Bala Cynwyd, PA
WELLS FARGO ADVISORS, LLC
10/11/20132/10/2014Allentown, PA
METLIFE SECURITIES INC.
4/23/200810/5/2011Somerset, NJ
NEW ENGLAND SECURITIES CORPORATION
4/23/200810/5/2011Somerset, NJ
TOWER SQUARE SECURITIES, INC.
4/23/200810/5/2011Somerset, NJ
WALNUT STREET SECURITIES, INC.
4/23/200810/5/2011Somerset, NJ
AMERIPRISE FINANCIAL SERVICES, INC.
5/21/200711/9/2007Cedar Grove, NJ
PNC INVESTMENTS
3/7/20067/21/2006Branchburg, NJ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Francis Bernard Miller Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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