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Christopher B Soltis

Investment Adviser Representative at PKS ADVISORY SERVICES, LLC

Spring Lake, NJCRD #4756936Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
8 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
ColoradoDelawareFloridaNevadaNew JerseyNew YorkTexasWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/20/2004
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/4/2004
Series 4
Registered Options Principal Examination
Passed 11/29/2007
Series 53
Municipal Securities Principal Examination
Passed 12/11/2006
Series 24
General Securities Principal Examination
Passed 12/1/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

PKS Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PKS ADVISORY SERVICES, LLCCurrent
7/7/2023Spring Lake, NJ
LPL FINANCIAL LLC
12/11/20176/24/2022Spring Lake, NJ
MSI FINANCIAL SERVICES, INC.
5/4/200912/13/2016Spring Lake, NJ
NEW ENGLAND SECURITIES CORPORATION
3/25/20111/2/2015Sea Girt, NJ
WOODSTOCK FINANCIAL GROUP, INC.
6/9/20064/14/2009Mountainside, NJ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher B Soltis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Christopher B Soltis - Financial Advisor in Spring Lake, NJ | AdvisorFinder