Francis Choy
Investment Adviser Representative at Transglobal Advisory, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Francis Choy is an investment adviser representative with Transglobal Advisory, LLC in Houston, TX, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with PARK Avenue Securities LLC. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Texas.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
2 states and territories
California, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Transamerica Financial Advisors, IncOct 2018 – Jan 2019Houston, TX
- World Financial Group, Inc.May 2018 – Jan 2019Houston, TX
- Francis Y CHOY PLLCJan 2014 – no end date reportedHouston, TX
- TOPPROS LLC dba Topro RealtyJan 2014 – no end date reportedHouston, TX
- Guardian LIFE Insurance CompanyJan 2022 – Nov 2022Houston, TX
- PARK Avenue SecuritiesSep 2022 – Nov 2022Houston, TX
- Guardian LIFE Insurance CompanyNov 2022 – Sep 2024Houston, TX
- PARK Avenue SecuritiesNov 2022 – Sep 2024Houston, TX
- Guardian LIFE Insurance CompanyJun 2024 – Sep 2024Houston, TX
- PARK Avenue SecuritiesJun 2024 – Oct 2024Houston, TX
- Globalink Securities, IncMar 2025 – no end date reportedPasadena, CA
- TransGlobal Advisory, LLCJun 2025 – no end date reportedMonrovia, CA
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transglobal Advisory, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
- Firm account minimum
- $100,000 (waivable)
- $100,000 - $999,9991.25%
- $1,000,000 - $2,999,9991.00%
- $3,000,000 - $4,999,9990.90%
- $5,000,000 - $9,999,9990.80%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
Under $100M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 32
- Offices listed on AdvisorFinder:
- 15
- Main office:
- Monrovia, CA
- SEC file number:
- 801-129096
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 23, 2026
View full firm profileOther advisors at Transglobal Advisory, LLC
Showing 12 of 32 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Francis Choy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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