Francisco B Almada
Investment Adviser Representative at UNION CAPITAL COMPANY
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Francisco B. Almada has worked in the securities industry since 1992. They have passed the Series 99, 66, 63, 28, 24, 14, 7, and 3 examinations. They are registered to provide investment advisory services in Arizona, California, Illinois, Indiana, Minnesota, and Nevada.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| $0 to $5,000,000 | 0.60% |
| $0 to $5,000,000 max | 2.00% |
| $5,000,001 to $10,000,000 | 0.40% |
| $5,000,001 to $10,000,000 max | 1.75% |
| $10,000,000 & Above | 0.00% |
Firm-stated minimum; may be waived at the firm's discretion.
Union Capital Company Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Other advisors at UNION CAPITAL COMPANY
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Francisco B Almada has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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