AdFi
FR

Francisco Rafael Hernandez

Investment Adviser Representative at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Floral Park, NYCRD #2846062Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Francisco Rafael Hernandez has worked in the securities industry since 2014. They have passed the Series 65, 63, 26, 7, and 6 examinations. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/14/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 7/20/2013
SIE
Securities Industry Essentials Examination
Passed 1/2/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/13/2013
Series 7
General Securities Representative Examination
Passed 5/22/1997
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 10/22/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Knights OF Columbus Asset Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KNIGHTS OF COLUMBUS ASSET ADVISORS LLCCurrent
2/14/2023Floral Park, NY
THE O.N. EQUITY SALES COMPANY
2/7/20171/2/2018Boca Raton, FL
MWA FINANCIAL SERVICES INC.
10/3/201411/22/2016Coconut Creek, FL
NYLIFE SECURITIES LLC
7/15/201312/11/2013Lake Success, NY
PRUDENTIAL SECURITIES INCORPORATED
10/27/20003/11/2002New York, NY
PAINEWEBBER INCORPORATED
11/6/199711/6/2000Weehawken, NJ
H.J. MEYERS & CO., INC.
6/13/199711/3/1997Rochester, NY
WHALE SECURITIES CO., L.P.
5/23/19976/18/1997New York, NY

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Showing 12 of 230 in the directory

View KNIGHTS OF COLUMBUS ASSET ADVISORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Francisco Rafael Hernandez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched