Frank Anthony Lopez
Investment Adviser Representative at PNC Wealth Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Frank Anthony Lopez is an investment adviser representative with PNC Wealth Management in Tucson, AZ, where they have been registered since 2026. They have worked in the securities industry since 2020 and have been registered with 4 firms, including Edward Jones and Woodbury Financial Services, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Arizona.
Registrations & licenses
- Investment adviser:
- Arizona
- Broker:
1 state or territory
Arizona
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- PNC Wealth ManagementMay 2026 – no end date reportedTucson, AZ
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2018 – Oct 2019Tucson, AZ
- ADPMay 2017 – Nov 2017Tucson, AZ
- CitiAug 2016 – May 2017Tucson, AZ
- Andrea's LLCAug 2007 – Mar 2024Tucson, AZ
- Eegee'sApr 2018 – May 2018Tucson, AZ
- Bank of America, N.A.Aug 2018 – Sep 2019Tucson, AZ
- AmazonFeb 2020 – Jan 2022Tucson, AZ
- Woodbury Financial Services IncSep 2021 – Jan 2022Tucson, AZ
- Ameriprise Financial Services, LLCJan 2022 – Apr 2024Tucson, AZ
- Edward JonesApr 2024 – May 2026St. Louis, MO
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About PNC Wealth Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,136
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Pittsburgh, PA
- SEC file number:
- 801-66195
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 14, 2026
View full firm profileOther advisors at PNC Wealth Management
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frank Anthony Lopez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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