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Frank Anthony Rezack

Investment Adviser Representative at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Rosemount, MNCRD #2458612Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Frank Anthony Rezack has worked in the securities industry since 1994. They have passed the Series 65, 63, and 7 examinations. They are registered to provide investment advisory services in Minnesota.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Minnesota
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/9/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 3/4/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/19/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Berthel Fisher & Company Financial Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BFC PLANNING, INC.Current
1/31/2014Rosemount, MN
KALOS CAPITAL, INC.
3/19/20124/23/2012Rosemount, MN
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
6/12/20013/20/2012Rosemount, MN
ROBERT W. BAIRD & CO. INCORPORATED
6/22/19996/28/2001Milwaukee, WI
PIPER JAFFRAY INC.
3/21/19986/15/1999Minneapolis, MN
R.J. STEICHEN & COMPANY
6/12/19953/11/1998Minneapolis, MN
JOSEPHTHAL LYON & ROSS INCORPORATED
8/15/19946/21/1995New York, NY
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
6/7/19947/22/1994

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frank Anthony Rezack has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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