Frank E Francese
Investment Adviser Representative at AMG Funds LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Frank E. Francese is an investment adviser representative with AMG Funds LLC in Stamford, CT, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Morgan Stanley. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morgan StanleyFeb 2023 – Aug 2024New York, NY
- Kari OutJul 2022 – Jan 2023Tarrytown, NY
- Northwestern MutualMay 2021 – Jan 2022White Plains, NY
- Yorktown School DistrictFeb 2013 – Aug 2018Yorktown Heights, NY
- University of DelawareAug 2018 – May 2022Newark, DE
- Sports BarnDec 2020 – Dec 2020Yorktown Heights, NY
- InstacartMay 2020 – May 2020Yorktown Heights, NY
- NysdolDec 2020 – Sep 2021Yorktown Heights, NY
- AMG FundsAug 2024 – no end date reportedStamford, CT
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About AMG Funds LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Stamford, CT
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frank E Francese has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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