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Frank Herbert Nickel III

Investment Adviser Representative at ORION PORTFOLIO SOLUTIONS, LLC

Berwyn, PACRD #2413322Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Frank Herbert Nickel III has worked in the securities industry since 1997. They have passed the Series 79, 65, 63, 16, and 7 examinations. They are registered to provide investment advisory services in Nebraska.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Nebraska
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/15/2005
Series 65
Uniform Investment Adviser Law Examination
Passed 7/16/1997
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 16
NYSE Supervisory Analyst Examination
Passed 1/15/2002
Series 7
General Securities Representative Examination
Passed 2/13/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $100,000.000.35%
$100,000.01 to $250,000.000.30%
$250,000.01 to $1 million0.20%
Over $1 million0.10%
Source

Orion Portfolio Solutions, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ORION PORTFOLIO SOLUTIONS, LLCCurrent
1/24/2023Berwyn, PA
BRINKER CAPITAL SECURITIES, LLCCurrent
6/11/2021Wilmington, DE
ORION PORTFOLIO SOLUTIONS, LLC
1/10/20221/6/2023Berwyn, PA
BRINKER CAPITAL INVESTMENTS, LLC.
6/11/202112/31/2021Berwyn, PA
MORGAN STANLEY
6/1/20096/8/2021Wilmington, DE
CITIGROUP GLOBAL MARKETS INC.
4/27/20066/1/2009Wilmington, DE

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frank Herbert Nickel III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Frank Herbert Nickel III - Financial Advisor in Berwyn, PA | AdvisorFinder