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Frank Ray Neiderhiser

Investment Adviser Representative at MCKINLEY CARTER WEALTH SERVICES, INC.

Wexford, PACRD #4107753Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
2 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
PennsylvaniaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/14/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 9/29/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/20/2001
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/19/2012
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 9/26/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
First $500,0001.25%
$500,001 - $2,000,0001.00%
$2,000,001 - $5,000,0000.75%
$5,000,001 - $10,000,0000.50%
$10,000,001+0.40%
Above $25,000,0000.00%
Source

Mckinley Carter Wealth Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MCKINLEY CARTER WEALTH SERVICES, INC.Current
2/4/2020Wexford, PA
TD AMERITRADE, INC.
2/27/201810/15/2019Wexford, PA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
2/26/201810/15/2019Wexford, PA
SCOTTRADE INVESTMENT MANAGEMENT
7/11/20162/26/2018Saint Louis, MO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frank Ray Neiderhiser has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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