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Fraser Macpherson Horn

Investment Adviser Representative at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Edwards, COCRD #1533952Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
26 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 26 states
ArizonaCaliforniaColoradoFloridaGeorgiaHawaiiIdahoIllinoisMarylandMassachusettsMichiganMinnesotaMissouriMontanaNew JerseyNew MexicoNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTexasUtahVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/22/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 11/18/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/19/1986
Series 24
General Securities Principal Examination
Passed 7/29/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Berthel Fisher & Company Financial Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BFC PLANNING, INC.Current
6/15/2016Edwards, CO
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Current
1/4/2006Edwards, CO
AXA ADVISORS, LLC
12/1/200512/19/2005Edwards, CO
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
8/26/200311/30/2005Edwards, CO
CONTINENTAL CAPITAL INVESTMENT SERVICES
11/29/19994/2/2003Edwards, CO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Fraser Macpherson Horn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Fraser Macpherson Horn - Financial Advisor in Edwards, CO | AdvisorFinder