AdFi
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Frederick Kane Martin

Investment Adviser Representative at DISCIPLINED GROWTH INVESTORS INC

Minneapolis, MNCRD #321196Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
44 yrs
States Registered
51 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 51 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/22/2011
Series 65
Uniform Investment Adviser Law Examination
Passed 10/3/1991
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/6/2011
Series 3
National Commodity Futures Examination
Passed 8/13/1991
Series 7
General Securities Representative Examination
Passed 12/16/1978
Series 1
Registered Representative Examination
Passed 12/6/1969

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Disciplined Growth Investors Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DISCIPLINED GROWTH INVESTORS INCCurrent
4/26/2006 – Minneapolis, MN
ALPS DISTRIBUTORS, INC.
9/7/2011 – 7/11/2025Minneapolis, MN
MITCHELL HUTCHINS ASSET MANAGEMENT INC.
1/5/1979 – 2/24/1997New York, NY
SECURITY CAPITAL CO., INC.
12/6/1969 – 5/19/1975

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at DISCIPLINED GROWTH INVESTORS INC

1 other advisor in the directory

Scott David Link
Investment Adviser Representative
Investment Adviser Rep
View DISCIPLINED GROWTH INVESTORS INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frederick Kane Martin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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