Frederick Richards Maclean III
Investment Adviser Representative at Heritage Investment Group, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Frederick Richards Maclean is an investment adviser representative with Heritage Investment Group, Inc. in Pompano Beach, FL, where they have been registered since 2021. They have worked in the securities industry since 2018 and were previously registered with DFA Securities LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Dimensional Fund AdvisorsAug 2017 – Apr 2021Charlotte, NC
- Heritage Investment Group, Inc.Jul 2021 – no end date reportedPompano Beach, FL
- DFA Securities LLCDec 2017 – May 2021Charlotte, NC
- Wake Forest UniversityAug 2013 – May 2017Winston-Salem, NC
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Heritage Investment Group, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning and investment strategy, portfolio management and risk analysis, cash flow management, retirement planning, estate and trust planning, and tax management and reporting.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 12
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Pompano Beach, FL
- Founded:
- 1993
- SEC file number:
- 801-60396
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 27, 2026
View full firm profileOther advisors at Heritage Investment Group, Inc.
11 other advisors in the directory
Similar advisors in Pompano Beach, FL
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frederick Richards Maclean III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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