AdFi
GJ

Gabriel Jason Rodriguez

Investment Adviser Representative at EMPIRIC INSTITUTIONAL

Austin, TXCRD #5165720Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gabriel Jason Rodriguez has worked in the securities industry since 2008. They have passed the Series 65, 63, and 7 examinations. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/14/2008
Series 65
Uniform Investment Adviser Law Examination
Passed 6/2/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/22/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
EI EAFE Small Cap / EI USA Small Cap - Tier 10.90%
EI EAFE Small Cap / EI USA Small Cap - Tier 20.80%
EI EAFE Small Cap / EI USA Small Cap - Tier 30.75%
EI EAFE Small Cap / EI USA Small Cap - Tier 40.70%
EI EAFE Small Cap / EI USA Small Cap - Tier 50.65%
EI International / EI Global Markets - Tier 10.55%
EI International / EI Global Markets - Tier 20.50%
EI International / EI Global Markets - Tier 30.45%
EI International / EI Global Markets - Tier 40.40%
EI Emerging Markets - Tier 10.70%
EI Emerging Markets - Tier 20.65%
EI Emerging Markets - Tier 30.55%
EI Emerging Markets - Tier 40.50%
EI Balanced Portfolio - Tier 10.50%
EI Balanced Portfolio - Tier 20.45%
EI Balanced Portfolio - Tier 30.40%
Account minimum: $2,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Empiric Institutional Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMPIRIC INSTITUTIONALCurrent
4/29/2013Austin, TX
EMPIRIC ADVISORS, INC.Current
6/4/2008Austin, TX

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at EMPIRIC INSTITUTIONAL

2 other advisors in the directory

View EMPIRIC INSTITUTIONAL firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gabriel Jason Rodriguez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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