Gail Ann Litchfield
Investment Adviser Representative at Oppenheimer & Co. Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Gail Ann Litchfield is an investment adviser representative with Oppenheimer & Co. Inc. in Saddle Brook, NJ, where they have been registered since 2025. They have worked in the securities industry since 2002 and have been registered with 6 firms, including Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New Jersey.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Jersey
- Broker:
26 states and territories
Alaska, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Hawaii, Idaho, Maine, Maryland, Massachusetts, Montana, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, Rhode Island, Texas, Utah, Vermont, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morgan Stanley Smith Barney LLCJun 2009 – Jun 2023Ridgewood, NJ
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2021 – Jun 2023Glen Rock, NJ
- Wells Fargo Advisors Financial Network, LLCJun 2023 – Nov 2023Hackensack, NJ
- Brandon J Brodrick LAW FIRMDec 2023 – Jan 2024River Edge, NJ
- UnemployedFeb 2024 – Aug 2024North Arlington, NJ
- Pomptonian FOOD ServiceOct 2024 – Jan 2025Fairfield, NJ
- Oppenheimer & Co. Inc.Apr 2025 – no end date reportedSaddle Brook, NJ
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Oppenheimer & Co. Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
- Firm account minimum
- $10,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,148
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-887
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Oppenheimer & Co. Inc.
Showing 12 of 1,148 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gail Ann Litchfield has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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