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GJ

Gareth John Vaughan Evans

Investment Adviser Representative at BRAINVEST WEALTH MANAGEMENT LLC

MIAMI, FLCRD #2535299Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
8 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
ColoradoDistrict of ColumbiaFloridaMinnesotaNew JerseyNew YorkNorth CarolinaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/16/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 10/26/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/1/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
US $0 to US $999,9991.50%
US $1,000,000 to US $4,999,9991.00%
US $5,000,000 to US $9,999,9990.85%
US $10,000,000 to US $19,999,9990.65%
US $20,000,000 and above0.50%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

BRAINVEST WEALTH MANAGEMENT LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SAXONY SECURITIES, INC.Current
7/22/2014Miami, FL
LAIDLAW & COMPANY (UK) LTD.
8/23/20042/28/2005
FURTHER LANE SECURITIES, L.P.
8/22/20133/18/2014NEW YORK, NY
DOMINICK & DOMINICK LLC
2/24/20052/10/2012NEW YORK, NY
SANDS BROTHERS & CO., LTD.
10/3/19948/23/2004NEW YORK, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gareth John Vaughan Evans has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.