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Gary Forrest Thomas

Investment Adviser Representative at TURNER FINANCIAL GROUP, INC.

San Rafael, CACRD #1411067Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gary Forrest Thomas has worked in the securities industry since 1985. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/7/1989
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/21/1985
Series 24
General Securities Principal Examination
Passed 12/27/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Turner Financial Group, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TURNER FINANCIAL GROUP, INC.Current
11/10/2023San Rafael, CA
CLARAPHI ADVISORY NETWORK, LLC
12/2/201912/12/2023San Rafael, CA
RESOURCE INVESTMENT ARCHITECTS, INC.
7/8/199712/17/2019San Rafael, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary Forrest Thomas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Gary Forrest Thomas - Financial Advisor in San Rafael, CA | AdvisorFinder