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Gary Lynn Deese, Cltc

Investment Adviser Representative at INDEPENDENT ADVISOR ALLIANCE, LLC

Lexington, SCCRD #4165033Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
11 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
FloridaGeorgiaIndianaKansasNorth CarolinaOhioPennsylvaniaSouth CarolinaVermontVirginiaWest Virginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/5/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 3/13/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/10/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/18/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Independent Advisor Alliance, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT ADVISOR ALLIANCE, LLCCurrent
6/25/2014Lexington, SC
LPL FINANCIAL LLC
11/8/20116/23/2014Pawleys Island, SC
EDWARD JONES
2/15/200711/8/2011Lexington, SC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary Lynn Deese, Cltc has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Gary Lynn Deese, Cltc - Financial Advisor in Lexington, SC | AdvisorFinder