Gary Lynn Gunning
Investment Adviser Representative at Osaic Wealth, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Gary Lynn Gunning is an investment adviser representative with Osaic Wealth, Inc. in San Diego, CA, where they have been registered since 2023. They have worked in the securities industry since 1982 and have been registered with 6 firms, including MMA Securities LLC and Sagepoint Financial, Inc. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California and Nevada.
Registrations & licenses
- Investment adviser:
- California, Nevada
- Broker:
10 states and territories
Arizona, Arkansas, California, Colorado, Florida, Georgia, Missouri, Nebraska, Nevada, Oregon
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Sagepoint Financial, IncJan 2009 – Sep 2023San Diego, CA
- Barney & Barney, LLC.Dec 2003 – Aug 2017San Diego, CA
- Marsh & Mclennan AgencyJul 2017 – Mar 2024San Diego, CA
- MMA Securities LLCSep 2015 – Apr 2024San Diego, CA
- Osaic Wealth, Inc.Sep 2023 – no end date reportedSan Diego, CA
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Osaic Wealth, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,500 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8,271
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-54859
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Osaic Wealth, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary Lynn Gunning has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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