Gary Paul Gardner

Investment Adviser Representative at ONEASCENT FINANCIAL SERVICES LLC

Walnut Creek, CACRD #822768Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

49 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

California

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 12/8/1982

Series 40

Registered Principal Examination

Passed 12/16/1976

Series 7TO

General Securities Representative Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 1

Registered Representative Examination

Passed 5/17/1976

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

ONEASCENT FINANCIAL SERVICES LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FINANCIAL PLANNERS EQUITY CORPORATION

8/6/1980 – 3/27/1984

AMERICAN INVESTORS COMPANY

6/8/1978 – 12/5/1979

INTERPACIFIC INVESTORS SERVICES, INC.

6/30/1976 – 6/1/1978

DAVE FRIES AND ASSOCIATES

5/21/1976 – 7/30/1976

CHAUNER SECURITIES, INC.

5/10/2002 – 11/25/2024WALNUT CREEK, CA

PATTERSON FINANCIAL SERVICES, INC.

4/11/1984 – 12/31/1991LAFAYETTE, CA

UNISON CAPITAL GROUP

12/16/1998 – 1/11/2002MOUNTAIN VIEW, CA

AMERICAN INVESTORS COMPANY

1/3/1992 – 12/1/1998SAN RAMON, CA

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary Paul Gardner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.