AdFi
GW

Gary Watts

Investment Adviser Representative at COPPELL ADVISORY SOLUTIONS LLC

Walnut Creek, CACRD #5720912Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/25/2012
Series 65
Uniform Investment Adviser Law Examination
Passed 9/30/2009
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/16/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0002.00%
Next $500,0001.75%
Next $1,500,0001.50%
Over $2,500,000
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

COPPELL ADVISORY SOLUTIONS LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

J.P. MORGAN SECURITIES LLC
8/19/20166/6/2017WALNUT CREEK, CA
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
7/26/20226/2/2025PLYMOUTH, MN
LPL FINANCIAL LLC
7/15/20226/30/2025WALNUT CREEK, CA
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
6/30/20257/2/2025WALNUT CREEK, CA
AXA ADVISORS, LLC
6/18/20121/20/2016SAN FRANCISCO, CA
WHITEHALL-PARKER SECURITIES, INC.
12/1/20171/8/2021SAN RAFAEL, CA
ALAMO CAPITAL
1/11/20167/15/2016WALNUT CREEK, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary Watts has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Gary Watts - Financial Advisor in Walnut Creek, CA | AdvisorFinder