AdFi
GW

Gary William Pelletier

Investment Adviser Representative at NORTHEAST PLANNING ASSOCIATES, INC.

Nashua, NHCRD #1257856Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
26 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 26 states
AlabamaArizonaCaliforniaConnecticutFloridaGeorgiaKentuckyMaineMarylandMassachusettsNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTexasUtahVermontVirginiaWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/5/1984
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/11/2007
Series 52
Municipal Securities Representative Examination
Passed 10/1/1996
Series 62
Corporate Securities Limited Representative Examination
Passed 11/18/1992
Series 22
Direct Participation Programs Representative Examination
Passed 8/19/1985
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/28/1984
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 3/1/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Northeast Planning Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLCCurrent
7/27/2007Nashua, NH
NORTHEAST PLANNING ASSOCIATES, INC.Current
7/22/2004Nashua, NH
MUTUAL SERVICE CORPORATION
11/25/20039/29/2004Nashua, NH
VERAVEST INVESTMENT ADVISORS, INC.
12/11/198911/13/2003Nashua, NH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NORTHEAST PLANNING ASSOCIATES, INC.

Showing 12 of 71 in the directory

View NORTHEAST PLANNING ASSOCIATES, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary William Pelletier has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Gary William Pelletier - Financial Advisor in Nashua, NH | AdvisorFinder