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Gary William Sherwold

Investment Adviser Representative at G.W. SHERWOLD ASSOCIATES, INC.

Lake Forest, CACRD #1353782Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
3 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gary William Sherwold has worked in the securities industry since 1985. They have passed the Series 99, 63, 27, 24, 14, and 7 examinations. They are registered to provide investment advisory services in California, Colorado, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaColoradoTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/2/1991
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/20/1985
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 27
Financial and Operations Principal Examination
Passed 1/3/1997
Series 24
General Securities Principal Examination
Passed 8/12/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

G.W. Sherwold Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

G.W. SHERWOLD ASSOCIATES, INC.Current
7/26/1994Lake Forest, CA
CAMDEN FINANCIAL SERVICES
10/15/199611/18/1997Keller, TX
SECURITIES AMERICA, INC.
6/10/199410/30/1996Lavista, NE
ROYAL ALLIANCE ASSOCIATES, INC.
11/19/19896/17/1994Scottsdale, AZ
INTEGRATED RESOURCES EQUITY CORPORATION
1/3/198911/19/1989
DIVERSIFIED SECURITIES, INCORPORATED
4/23/19851/17/1989

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary William Sherwold has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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