Gary William Sherwold

Investment Adviser Representative at G.W. SHERWOLD ASSOCIATES, INC.

LAKE FOREST, CACRD #1353782Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

41 yrs

States Registered

10 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 10 states

ArizonaCaliforniaColoradoFloridaMichiganNew JerseyNew MexicoOregonSouth CarolinaTexas

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 5/2/1991

Series 14

Compliance Officer Examination

Passed 1/2/2023

Series 27

Financial and Operations Principal Examination

Passed 1/3/1997

Series 24

General Securities Principal Examination

Passed 8/12/1994

Series 99TO

Operations Professional Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 4/20/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

G.W. SHERWOLD Associates, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

G.W. SHERWOLD ASSOCIATES, INCCurrent

5/30/1997 – LAKE FOREST, CA

SECURITIES AMERICA, INC.

6/10/1994 – 10/30/1996LAVISTA, NE

DIVERSIFIED SECURITIES, INCORPORATED

4/23/1985 – 1/17/1989

ROYAL ALLIANCE ASSOCIATES, INC.

11/19/1989 – 6/17/1994SCOTTSDALE, AZ

CAMDEN FINANCIAL SERVICES

10/15/1996 – 11/18/1997KELLER, TX

INTEGRATED RESOURCES EQUITY CORPORATION

1/3/1989 – 11/19/1989

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary William Sherwold has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.